ISDA/SIFMA/FIA Conflicts of Interest Comment Letter

The Futures Industry Association (“FIA”), International Swaps and Derivatives Association, Inc. (“ISDA”), and Securities Industry and Financial Markets Association (“SIFMA”) submit these comments in response to the Notices of Proposed Rulemaking on the Implementation of Conflicts of Interest Policies and Procedures by futures commission merchants, introducing brokers, swaps dealers, and major swap participants, [...]